Unsupported upper limb exercise (UULEX) is an incremental test that assesses upper limb (UL) exercise capacity. Individuals with post-COVID-19 syndrome commonly present UL fatigue and reduced functional capacity, needing a valid assessment tool.
ObjectiveTo verify the concurrent validity of the UULEX-modified version (UULEX-M) to assess the UL exercise capacity in individuals with post-COVID-19 syndrome.
MethodsThis was a cross-sectional validation study conducted at post COVID-19 ambulatory (UFMG), between 07/2020 and 11/2020. Individuals selected underwent UULEX and UULEX-M tests in random order on a single day, with a 30-minute interval between tests. UULEX-M proposed a fixed load without warm-up and fewer incremental levels. Pearson and Spearman correlation tests assessed concurrent validity. Comparison between tests was performed with the t-independent and the Wilcoxon tests.
ResultsSixty-four individuals aged 61±14 years were included. Test time, heart rate at the test peak, and female sex were strongly correlated between tests (r = 0.872; 95%CI: 3.4 to 4.55 min; p < 0.001; r = 0.774; 95%CI: 1–7 bpm; p < 0.001; r = 0.887; 95%CI: 2.35 to 3.92 min; p < 0.001, respectively). Moderate correlation was found for dyspnea (r = 0.566; 95%CI: -2.8 to -1.8; p < 0.001), fatigue (r = 0.605; 95%CI: -0.5 to 0.3; p < 0.001) and male sex (r = 0.744; 95%CI:3.9 to 5.5 min; p < 0.001). The mean testing time was 36% shorter for women than for men.
ConclusionThe UULEX-M test was valid and reliable for assessing UL exercise capacity in individuals with post-COVID-19 syndrome. The UULEX-M test time was shorter and induced the same symptoms and physiological responses in both sexes. Moreover, this test is low-cost and may be an alternative in clinical practice.
The unsupported upper limb exercise (UULEX) test aims to assess the upper limbs (ULs) exercise capacity of individuals with chronic respiratory disease (CRD) using repetitive and synchronized movements.1 The assessment of ULs is needed to evaluate activities of daily living (ADL), such as picking up objects from high places, hanging clothes on the clothesline, taking down the laundry, and combing hair.2,3 Previous studies have demonstrated that ULs training, when combined with lower-limb training, improves functionality and symptoms in pulmonary rehabilitation (PR).4–6 Although other tests have been proposed for ULs function, such as the 6-minute pegboard ring test and the grocery shelving task,.7–10 these are less commonly used in clinical practice compared to gait-based tests such as the 6-minute walk test or the incremental shuttle walk test.10–13
Functional capacity impairment is a frequent consequence of CRD and, more recently, of post-coronavirus disease (COVID-19) syndrome, due to common symptoms such as dyspnea, fatigue, and muscle weakness.14,15 Post-COVID-19 syndrome is often characterized by multifactorial fatigue, involving muscular, central, and neurophysiological mechanisms. Systematic reviews have confirmed that PR reduces fatigue,.16 while observational studies have demonstrated reduced muscle.17 and even myopathic changes.18 Neurophysiological studies have reported alterations in cortical excitability associated with persistent fatigue,.19 and population-based studies have identified female sex as a risk factor for severe fatigue in young.20 Together, these findings reinforce the importance of evaluating ULs functional capacity in post-COVID-19 individuals.
Although UULEX is validated and widely used, it presents practical limitations that may limit its applicability.1,9,21,22 The use of very small loads (200 g) does not reflect the demands of ADLs, many of which require handling objects of at least 1 kg.23–26 Moreover, the warm-up period and large number of incremental stages can prolong test duration and induce premature fatigue before higher levels are achieved, potentially limiting feasibility in clinical practice.24,27–30 To overcome these limitations, a modified version of the test (UULEX-M) was developed, using a fixed 1-kg load and fewer incremental levels, aiming to better reflect daily activities, reduce administration time, and simplify test application while maintaining comparable physiological responses.
Finally, sex-related differences must be considered. Normative studies of UULEX have consistently demonstrated that men achieve longer test times than women.31 In addition, recent post-COVID-19 research has shown that women are prone to severe fatigue and reduced muscle strength.17,20 Therefore, evaluating sex differences as a secondary outcome in this study was important to examine whether the validity of UULEX-M is consistent across both sexes.
The primary aim of this study was to evaluate the concurrent validity of the UULEX-M relative to the original UULEX. A secondary aim was to analyze potential sex differences in test time, physiological responses, and symptoms during both protocols.
Material and methodsIndividuals and study designThis was a cross-sectional validation study conducted at the Universidade Federal de Minas Gerais (UFMG). Data was collected between 07/2020 and 11/2020. All participants were evaluated at the university hospital's outpatient PR service under standardized conditions. The initial validation was conducted in individuals with post-COVID-19 syndrome, given the opportunity created by the pandemic, the pulmonary and muscular impairments observed in this population, and the absence of literature regarding ULs functional tests in this context.
Inclusion criteria were individuals with post-COVID-19 syndrome diagnosis, characterized by the persistence for more than four weeks of one or more symptoms, such as fatigue, muscle weakness, dyspnea, pain, sleep disturbances, balance deficit, cognitive impairment, anxiety, and depression. They also needed to be stable over the past month with optimized medication. Exclusion criteria included inability to perform the test protocols, requirement of supplemental oxygen, comorbid conditions (e.g., cardiovascular, pulmonary, orthopedic, or neurological) that could hinder exercise performance, or enrollment in a PR program. This study was approved by the research ethics committee from the UFMG, Brazil (CAAE: 35,867,320.3.0000.5149), and written informed consent was obtained from all Individuals.
MeasuresUnsupported upper-limb exercise (UULEX) testThe UULEX test was developed by Takahashi et al. (2003) and is an incremental ULs test to assess peak exercise capacity. The test required a chart with eight horizontally colored strips (0.84 width x 0.08 height) of paper pasted on a 0.84 × 1.20 m card. Each strip was distanced 0.15 m, had a visible level number, and was painted from level one (knee) to eight (above the head) in dark blue, red, yellow, light green, pink, black, orange, and light blue, respectively (Fig. 1.a). A 0.84-m light plastic bar (0.2 Kg) was held and moved during the test, and this movement was practiced beforehand; the highest level the individuals reached was recorded.
a Individual performing original unsupported upper limb exercise test. 1.b - Unsupported upper-limb exercise test – modified version test. i represent the initial point for all levels (pelvic girdle); 1 means level one (lap height); 2 means level two (above navel height); 3 means level three (shoulders height), 4 means level four (nose height) and 5 means level five (above the head height).
The individuals were seated in a chair and instructed to grasp the plastic bar with both hands and move it at a constant cadence (30 beats per minute), paced by a metronome.13,20 They were also instructed to move the ULs from the pelvic girdle to the first level (knee) and perform this movement for two minutes as a warm-up. Then, individuals were guided to move up a level on the chart every minute. If the eighth level was reached, the 0.2 Kg bar was replaced with a 0.5 Kg bar, and the weight was increased by 0.5 kg for each successful round until reaching 2.0 kg. The test was interrupted when individuals reached maximum performance, experienced symptoms (fatigue or dyspnea), or were unable to perform the movement correctly. The primary outcome was the time to perform the test.
Unsupported upper limb exercise modified version (UULEX-M) testThe UULEX-M was developed based on the same concepts as UULEX, with the following modifications: simplified instructions, fewer levels, removal of the warm-up, and a constant 1-kg load instead of the original 200 g. The 1-kg load was chosen to better reflect daily activities, since ADLs typically involve handling objects of at least this weight, as detailed in the Introduction.2,5,23,25 These changes aimed to shorten test duration while maintaining physiological comparability.
The increment of the test was the height of the ULs, with five levels defined by anatomical landmarks (Fig. 1.b): the first level referred to the lap, the second to above the navel, the third to the shoulders, the fourth to the nose, and the fifth to above the head. Everyone was instructed to move an object weighing 1 Kg from the pelvic girdle to the first level, return it to the pelvic girdle, and repeat this continuously for 60 s before moving to the next level. Individuals needed to be instructed to reach the highest possible level and keep it until maximum performance was reached or a limiting symptom was reported (e.g., dyspnea or muscle fatigue). Like the UULEX test, two verbal feedback were allowed to adjust posture, limb height, or speed. The individual was not allowed to rest the ULs over the lap. The time to complete the test was registered.
Before the UULEX-M test began, the individuals' ability to hear the metronome (30 beats per minute) was confirmed, and heart rate (HR), blood pressure (BP), peripheral oxygen saturation (SpO2), and rate of perceived exertion (RPE) were recorded. Instructions for individuals were as follows: “This test aims to move your arms carrying an object with 1 Kg for as long as possible, at different heights, and without supporting your limbs. The heights correspond to points on your body: the lap, above the navel, the shoulder, the nose, and above the head. You will start the test at the lap level, beginning with the pelvic girdle, moving forward to the lap level, and then returning to the pelvic girdle. Now I am going to show you, and please do it with me.”
The examiner verified whether the individuals were able to identify heights based on body points and to repeat the movements before the test started through a trial round, as described below: “You need to keep the movement following the metronome beep. The time between two beeps corresponds to a complete movement. When I ask you to change the level, please keep going back to your hip. You will change the height when you go forward. When you achieve a level above your head, keep moving until you cannot take it anymore. You have two chances to correct the height or synchronize the movement with the beep. The test will stop when you cannot maintain constant movement synchrony with the beep or experience limiting symptoms. REMEMBER that the test aims to move your arms FOR AS LONG AS POSSIBLE. The test starts in three, two, one, GO!”
The modified Borg scale was used to measure dyspnea and ULs RPE at rest and during each minute of the UULEX-M test. This valid and reliable scale ranged from 0 (no effort) to 10 (maximum effort); higher scores indicated increased RPE.22
The spirometer (Spirobank II-MIR) was used to characterize the sample. The test followed the American Thoracic Society recommendations and used reference values established by Pereira et al. (2002).32 The Jamar dynamometer (North Coast Medical) measured handgrip strength in kilograms. The individual was seated in a chair without UL support, with the spine erect, knees flexed at 90°, shoulders adducted and neutrally rotated, elbows flexed at 90°, forearms half-pronated, and wrists neutrally positioned and slightly extended. The tested UL was suspended, and the examiner supported the hand placed on the dynamometer. Three measurements were performed in both ULs, with a 60-second rest between them. The mean measurements of each UL were registered.33
The Post-COVID-19 Functional Status (PCFS) scale.34 was used to classify functional status based on individuals' post-COVID-19 syndrome history and reports. They were ranked as “no functional limitations, "negligible functional limitations", "slight functional limitations", "moderate functional limitations", or "severe functional limitations". This scale considered the ability to conduct activities at home, symptoms of pain, anxiety, and depression, and self-management of activities.33
ProceduresIndividuals attended one data collection session. Demographic data (e.g., height, weight, and age) were recorded. After that, spirometry and handgrip strength tests were performed, and the PCFS was completed. Then, individuals performed one UULEX test and one UULEX-M in a randomized order, in blocks, using a computer program (https://www.random.org/). SpO2, HR, BP, dyspnea, and ULs RPE were assessed before and immediately at the end of each test.33 Individuals rested 30 min between tests or until baseline recovery, consistent with the UULEX normative study.33 The time to complete the tests was recorded.
Sample sizeSample size was initially estimated from a pilot study with 10 participants, using test time as the main variable (2% for SpO₂, 7 beats per minute for HR, and 2.07 min for test time), yielding a minimum sample size of 36. However, since a shorter time was expected with the modified protocol, equivalence-based calculations were performed using physiological variables (SpO₂ and HR), which confirmed the adequacy of the protocol. In addition, a complementary calculation for the primary validation outcome, assuming r = 0.75 (α = 0.05, β = 0.20), indicated that 29 participants would be sufficient, consistent with Portney (2020, Chapter 29, p. 432).35 Thus, the final sample of 64 participants exceeded all requirements. According to the COSMIN checklist, this corresponds to a good sample size for methodological studies.
Data analysisData were presented as mean and standard deviation unless otherwise stated, and the Shapiro-Wilk test verified data normality. Comparisons between sexes for demographic, spirometric, PCFS classification, handgrip strength, and clinical variables were performed using Student's t-test, depending on the distribution of the characteristic and variable. t-tests or the Wilcoxon test were used to compare test times and physiological responses between UULEX and UULEX-M, depending on data normality. According to data normality, the Pearson or Spearman correlation coefficient was used to verify the correlation between tests and handgrip strength; correlations were classified as minimal or absent (<0.20), weak (from 0.25 to 0.50), moderate (from 0.50 to 0.75), or strong (from 0.75 to 1.00).36 Confidence intervals for correlation coefficients were calculated using Fisher’s Z transformation. In addition, a two-way repeated measures ANOVA was conducted to test the interaction between sex and protocol (UULEX vs. UULEX-M). Partial eta squared (η²p) was reported as a measure of effect size. The level of significance was set at 5%, and the SPSS version 19.0 (Chicago, IL, USA) was used for analyses.
ResultsCharacteristics of the individualsMen and women were similar in demographic and anthropometric characteristics. About 36% of the individuals met functional classification 2 (mild functional limitations) on the PCFS. Individuals achieved >75% of the predicted handgrip strength, and women presented lower values for handgrip strength and worse functional classification than men. Table 1 presents demographic, anthropometric, spirometric, and clinical data.
Characteristics of study individuals (n = 64).
Data presented as mean (standard deviation). Functional classification is presented as the number of individuals (%) according to the Post-COVID-19 Functional Status (PCFS) scale. BMI: body mass index; Kg: kilogram; m: meter; FEV1: forced expiratory volume in one second; FVC: forced vital capacity; FEV1/FVC: the ratio between forced expiratory volume in one second and forced vital capacity; pred: predicted; *: significant difference of p < 0.05.
Table 2 shows the results for both tests. UULEX-M test time was significantly shorter than the UULEX for the total sample and both sexes. Among the total sample, 53% reached level 7 (close to shoulder level) or higher on UULEX. Almost 80% of the sample remained at 0.2 Kg load, and 11% reached 2 Kg. For men, 52% reached level 7 or higher, 68% remained at the 0.2 Kg load, and 18% achieved the 2 kg load. On the other hand, 73% of women reached level 5 or lower, and 93% remained at the 0.2 Kg load. Men more frequently achieved higher levels and loads, while most women remained at lower levels.
Comparison between UULEX and UULEX-M tests.
Data are present as mean (standard deviation), except for test level, load, dyspnea, and ULs RPE, or median (1° and 3° interquartile). The level of significance was set at 5%. UULEX: unsupported upper limb exercise; SD: standard deviation; UULEX-M: UULEX-modified version; 95%CI: 95% confidence interval; min: minutes; Kg: kilogram; SpO2: peripheral oxygen saturation; HR: heart rate; bpm: beats per minute; SBP: systolic blood pressure; mmHg: millimeters of mercury; DBP: diastolic blood pressure; ULs: upper limbs; RPE: rate of perceived exertion. *: significant difference between tests. Values for SpO2, HR, SBP, DBP, dyspnea, and ULs RPE are from the end of the test.
UULEX-M and UULEX elicited similar physiological responses and symptoms, except for HR, which was significantly higher with UULEX across the total sample. The time for men and women in the UULEX-M test was 36% and 35% shorter than in UULEX, respectively. Scores for ULs RPE were higher than for dyspnea. At the end of UULEX, 13% of the sample scored 7 or more on dyspnea, and 70% scored 7 or more on the ULs RPE. For UULEX-M, 13% of the sample scored seven for dyspnea, and 64% scored seven or more for ULs RPE. The two-way repeated measures ANOVA revealed a significant main effect of protocol (F(1,62)= 206.15, p < 0.001, η²p = 0.77), indicating that UULEX and UULEX-M differed significantly in test duration. A significant main effect of sex was also found (F(1,62)= 17.89, p < 0.001, η²p = 0.22), with men achieving longer times overall. Importantly, a significant sex-by-protocol interaction was identified (F(1,62)= 8.25, p = 0.006, η²p = 0.12), indicating that the performance gap between sexes was more pronounced in the original UULEX than in UULEX-M. This interaction suggests that UULEX-M reduced sex-related differences in performance.
The UULEX test time was moderately correlated with UULEX-M for men and strongly correlated for women and the total sample. Most physiological variables were moderately to strongly correlated, except for diastolic BP (mmHg) in women (Table 3). Considering the total sample, the correlation between test times and handgrip strength was weak (UULEX: rho= 0.385; p = 0.003; UULEX-M: rho= 0.429; p = 0.001), and the correlation between test times and functional classification was moderate (UULEX: rho= −0.729; p < 0.001; UULEX-M: rho= −0.662; p < 0.001).
Relationship between UULEX and UULEX-M tests.
The level of significance was set at 5%. Definition of abbreviations: min: minutes; SpO2: peripheral oxygen saturation; HR: heart rate; bpm: beats per minute; SBP: systolic blood pressure; ; DBP: diastolic blood pressure; RPE: rate of perceived exertion. Values for dyspnea and ULs RPE are from the end of the test.
In addition, a Bland-Altman analysis of test times showed a mean bias of 3.97 min, with 95% limits of agreement from 0.54 to 8.48 min. Most values were within the limits (Fig. 2). The scatter plot also demonstrated a consistent relationship between tests, with the regression line closely aligned with the line of identity (Fig. 2).
DiscussionTo our knowledge, this is the first study to validate a UL test in individuals with post-COVID-19 syndrome. The results support that: 1) UULEX-M demonstrated performance similar to the original UULEX in individuals with post-COVID-19 syndrome; 2) the UULEX-M test provoked the same physiological responses and symptoms as UULEX, except for HR; 3) the time to perform the UULEX-M test was significantly shorter than in UULEX for the total sample and both sexes; and 4) men performed better on both tests than women.
The initial 0.2-kg load proposed by UULEX is compatible with very light ADLs, such as brushing teeth and combing hair, whereas the final 2-kg load approximates heavier tasks, including carrying groceries or lifting objects onto shelves. Takahashi et al. (2003) demonstrated that individuals completed an average UULEX test time of 7.95 ± 2 min, with most participants stopping at the initial 0.2-kg load. The warm-up time and late load progression (only after level eight) may explain these findings and limit the original UULEX's ability to represent ADLs. In contrast, UULEX-M eliminated the warm-up and applied a constant 1-kg load (five times the original starting point), which may better simulate ADLs that typically involve greater effort. Although the load did not increase, the constant load reflects endurance, as individuals performed repeated movements until fatigue. Accordingly, the moderate to strong correlations observed between the two protocols were supported by the scatter plot analysis, which showed that, despite differences in absolute duration, both tests exhibited a consistent linear relationship, further supporting concurrent validity.
The Bland–Altman analysis showed that UULEX tended to present longer test times than UULEX-M (bias = 3.97 min). This difference was expected because UULEX-M used a constant heavier load (1 kg) and removed the warm-up phase. These modifications aimed to simplify the protocol and simulate ADLs, while also reducing the test's total time. Importantly, this study was planned as an equivalence study focused on physiological responses (SpO₂, HR, and symptoms), and not on absolute time. For this reason, the bias observed does not compromise the validity of the UULEX-M. The limits of agreement (0.54 to 8.48 min) were narrow and clinically acceptable, supporting the feasibility of UULEX-M as an alternative to UULEX in post-COVID-19 individuals.
Both protocols were primarily limited by ULs fatigue, as shown by RPE consistently higher than dyspnea. Similar findings were reported by Takahashi et al. (2003) in individuals with COPD performing UULEX. In the present study, men and women reported comparable fatigue levels (Borg ≈ 7), indicating that despite differences in absolute test duration, both groups reached a similar subjective limit of exertion. This supports UULEX-M's ability to capture functional limitations consistently across sexes.
Sex-related differences in test duration are consistent with normative data for UULEX, where men typically perform longer than women.21,33 Physiological differences such as body composition, muscle mass distribution, and aerobic/anaerobic capacity.37–39 likely explain this pattern. At the same time, the balanced distribution of men and women in our sample strengthens the interpretation of these analyses. Beyond confirming overall sex differences in test performance, the interaction analysis revealed that the gap between men and women was smaller in UULEX-M than in the original UULEX. This suggests that the modified test may attenuate sex-related disparities, potentially providing a more equitable assessment of ULs capacity. Such findings reinforce the clinical applicability of UULEX-M. The weak correlation between handgrip strength and test time reinforces that both UULEX and UULEX-M assess broader aspects of ULs endurance rather than isolated strength.39,40 Together, these findings corroborate normative and post-COVID-19 evidence.14,15,17,20 and support the validity of UULEX-M across sexes.
A practical advantage of UULEX-M is that it requires no specific equipment, unlike the original UULEX, which uses a board and weighted sticks. In UULEX-M, levels are determined anatomically, and the load can be reproduced with simple objects available in clinical or home environments. A 1-kg load was adopted to better reflect the functional demands of daily activities. While the original UULEX used 0.2 kg, this does not reflect real-life tasks. In contrast, 1-kg approximate common ADLs include carrying rice packages, cooking oil bottles, and others.2,24,41 Moreover, standardized ADLs employ even heavier objects, such as the Grocery Shelving Test (∼420 g) and the Gallon Jug Shelf Test (∼3.8 kg). In addition, studies in COPD populations have shown that arm activities elicit significant ventilatory and metabolic responses.25,30 and that resistance training with progressive loads up to 2-kg is safe and effective.4,42 Taken together, these considerations support the use of 1-kg weights as a functionally meaningful modification, which, although reducing test time, preserved physiological equivalence and strengthened the concurrent validity of UULEX-M.
This study has limitations. Test–retest reliability and measurement error indices (SEM, MDC) were not evaluated, and direct ventilatory and metabolic measures were not obtained. In addition, correlations with ADLs or participation questionnaires were not assessed. Future studies should address these aspects to strengthen evidence on reproducibility, interpretability, and clinical applicability.
Finally, the study was designed to validate the UULEX-M protocol. The choice of a post-COVID-19 population was informed by the pandemic context, which presented a unique opportunity to evaluate individuals with persistent pulmonary and muscular impairments and limited evidence on UL performance. While our findings support the validity of UULEX-M in this population, external validation in other chronic cardiopulmonary conditions is needed before broader generalization.
ConclusionThe UULEX-M test demonstrated moderate to strong correlations with UULEX, with comparable physiological and symptomatic responses. Test time was significantly shorter in UULEX-M, both in the total sample and across sexes, without compromising equivalence in physiological outcomes. These findings support the validity of UULEX-M as an alternative test for assessing ULs exercise capacity in individuals with post-COVID-19 syndrome. Nevertheless, further studies using gold-standard methods and including other chronic cardiopulmonary populations are needed to confirm and expand these results.
The author(s) declared no potential conflicts of interest.
The authors are grateful to the Provatis Academy Services for providing scientific language revision and editing and to the Universidade Fedeal de Minas Gerais pulmonary ambulatory health professional group in the name of Dra. Carolina Coimbra Marinho, and to the physiotherapy undergraduate student Lucas de Oliveira Cândido.
Funding: This work was supported by Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - Brazil (CAPES) Finance Code 001.






